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Funds & Financial Services

What we do

  • Australian Financial Services Licences (AFSL) & licensing issues—AFSL regime advice, obtaining and administering AFSLs, and ASIC notifications
  • Chapter 7 Corporations Act—product disclosure statements, disclosure requirements, financial services conduct, Future of Financial Advice, statutory best interests duty and conflicted remuneration
  • Foreign investment—FIRB issues and significant investor visas
  • Fund establishment: wholesale, retails, hedge and private—IPOs, rights issues, offerings, placements, restructuring and capital raisings
  • Insurance Contract Act advisory—contract reviews, unfair terms, indemnity and liability

What others say

"...has good technical knowledge, very focused on getting the transactions done and very personable to deal with." Chambers, Asia Pacific

Recent experience
Australian Executor Trustees (SA) Limited v Korda & Ors
To protect and preserve the interest of investors, AET instructed us to advise on the trust arrangements and subsequently commence proceedings on behalf of AET in the Supreme Court of Victoria.

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